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Cancer-Preventing Properties of Essential Oil Monoterpenes D-Limonene and Perillyl Alcohol

by Mark Brudnak, Ph.D. ND(more info)

listed in cancer, originally published in issue 53 - June 2000

While the MTs are indeed used as cleaning (try placing a small amount on the front hubcaps of your car to clean off the black grime) agents, due to their solvent properties, they are far from being poisons. Indeed, nothing could be further from the truth for these wonderful, naturally occurring, and health-promoting substances. While the solvent properties of monoterpenes have been exploited clinically to dissolve gallstones,[1] the monoterpenes are also the focus of much investigation in the area of cancer prevention and therapeutics, as discussed below.

Cancer prevention, inhibition, and regression are the most note worthy attributes of the MTs. D-limonene (DL) and perillyl alcohol (POH) have been shown to be chemopreventive against mammary,[2] liver, lung, UV-induced skin cancer[3] and chemotherapeutic against both experimental mammary and pancreatic tumours. Perillyl alcohol stands out as effective against human pancreatic cancer,[4] colon, liver[5] to reduce vein graft intimal hyperplasia,[6] as chemopreventive against colon carcinogenesis, prostate and lung cancer.[7] These are discussed below in the context of the clinical data.

Figure 1 Structures of Perillyl Alcohol and Limonene

Figure 1 Structures of Perillyl Alcohol and Limonene

What they are

As seen in Figure 1, DL is a monocyclic MT with POH a metabolite of d-limonene, being its hydroxylated form. The monoterpenes are found in essential oils of many plants including lemons, oranges, grapefruit, caraway, dill, bergamot, peppermint, spearmint, grasses and tomatoes. They are also associated with vegetables and some evergreen trees.[8] POH is often distilled from lavender, is also found in cherries, mint, celery seeds[9] and can be produced synthetically. It is typically used as flavouring agents, food additive, and fragrance and has been found to be a major volatile component of mother's milk.[8]

Many people regularly consume DL everyday without even knowing it. This is because DL is found in things such as orange juice at concentrations ranging from 10-100 ppm and chewing gum, which contains up to 2,300 ppm.[8]

Molecular Stages of Cancer Formation

In order to understand the mode of action of the anticancer properties of the monoterpenes, it is necessary to understand a little of the molecular events that surround cancer. Normal, non-cancer cells live a limited and constrained life. Once normal cells are formed, they have a finite number of cell divisions they undergo during their life-span and, with few exceptions, they remain relatively localized to the same point in the body during this entire process. As a cell lives and ages, it maintains an "awareness" of its surroundings via cell-cell communication molecules both on the cell surface and secreted. This allows the cells to determine if all around them is well and good and instructs them to maintain their relative positions in the body. Towards the end of a cell's designated life-span, certain cellular events occur which instruct the cell to terminate. This is called apoptosis or programmed cell death and is a very normal and useful event for clearing away the old and making room for the new. While it may not sound like the most compassionate thing to do to old cells, the evolutionarily derived utility of such action affords the body a mechanism to remove cells which might be on their way to becoming cancer cells via mutations.

All cells suffer mutations. These mutations can come as a result of environmental agents, toxic products of metabolism, or arise spontaneously. The exact mechanism is not important. What is important, however, is that evolution has built into the cells mechanisms to deal with these. Apoptosis is one way to get rid of cells which have had ever increasing chances of suffering mutations that are irreparable. The cellular machinery is such that the basal level of mutations are usually successfully corrected by processes such as Nucleotide Excision Repair (NER).[10] When, for various reasons, they cannot be, then generally apoptosis ultimately will make the mutations moot.

 

Formation of cancer cells

 

There are several stages in the formation of cancer cells. The first is the initiation stage. During initiation, some mutation has to occur that results in either a loss of function (exemplified by p53, tumour suppressor gene) or a gain of function (e.g., virally derived oncogenes in which there is production of aberrant proteins having normal cellular counter-parts). The key is, a mutation needs to occur and not be corrected by the usual cellular mechanism. At this point, cells will typically become described as 'immortalized'. When this occurs, the cells no longer have finite life-spans, but can live indefinitely. This allows the cancer cells to escape the process of apoptosis. At this stage, the cancer cell is still relatively harmless.

The next stage is the promotion/progression stage of cancer development. Now the cancer cell, usually through a result of even more mutations, becomes transformed and no longer acts like a normal cell. The transformed cell is now unrestricted in both its life-span and localization. As stated above, a normal cell will sense its environment and be restricted in its growth. The transformed cell no longer abides by such rules and will multiply, literally piling up on top of its neighbours. Typically, there is an associated perturbation of the cellular glycosylation pattern.[11],[12] Also, the morphological structure of the cell itself changes, from being flat with multiple projections, to being much smaller and rounded up.

The final stage is metastasis. Here, the cancer cells have progressed to the point where they are no longer localized to one ever-growing tumour. They gain the ability to enter the blood vessels (intravasation), move to a different location in the body, stop and exit the blood vessel (extravasation) and establish a new site of tumour development. Eventually, the body becomes riddled with tumours consuming the bulk of available energy. The body is literally eaten alive as evidenced by the cancer associated cachexia (body wasting).

In that dreadfully bleak picture of cancer development, there are some valiantly shining points of light. The MTs, found in essential oils, are such points of light, offering some hope in the struggle to prevent and treat cancer. The best news is that DL and POH can not only prevent but also treat cancer. That is to say, the MTs can act before a cancer is established and in the cases where cancer is already present, they can cause a regression of the tumour. They do this in four ways. First, during the initiation phase of carcinogenesis they induce (cause the body to make more of) Phase II[13] carcinogen-metabolizing enzymes, resulting in carcinogen detoxification. An example of such a Phase II enzyme would be glutathione S-transferase.[14] Second, post initiation phase, they have been shown to increase cell redifferentiation. This causes the potential cancer cells to take on a more normal morphology. Third, they can induce apoptosis in otherwise immortalized (see above) cells. Fourth, they have been shown to inhibit the isoprenylation[15] of the cellular products (Ras[16]) of oncogenes. Simply put, the proteins from oncogenes, which on the whole are cell-growth regulating proteins, need to be modified (referred to as 'post-translational modification') by a process called prenylation in order to be placed in a membrane where they are active. If the proteins from oncogenes do not undergo isoprenylation, they do not cause the cell to behave as a cancer cell and hence cancer inhibition results.

Clinical data

Because the metabolites, which vary from species to species, of monoterpenes also show anticancer effects, it is necessary to discuss dosage in the context of the specifics of each study.

In rats treated with DMBA (an agent that induces tumour formation) POH and DL had complete regression rates of 81 and 68%. Interestingly, the amount of DL required to achieve these results was four times higher than POH.[17],[18] The dosage for mammals in these experiments is suggested to be approximately 2.5g/ kg for POH (roughly five times that for DL). The mammalian in vivo data suggests a dose of 7.5 g /m2. In humans, this would translate to approximately 10-15 g / day. While most of the work cited above has been done in mammals, human clinical trials have been reported.

Human phase I clinical results for POH used in the treatment of advanced malignancies in humans have been reported.[19] Dosages ranging from 800 mg/m2/dose to 2400 mg/m2/dose were assayed for tolerability. The main toxicity was gastrointestinal, and included nausea and vomiting, anorexia, unpleasant taste, satiety, and eructation (belching). The main metabolites were perillic acid and dihydroperillic acid. The authors reported evidence of POH efficacy in metastatic colorectal cancer where one patient out of two colorectal cancer patients of the 15 total evaluable patients in this safety trial was free of tumour. Three other patients in this study had their advanced stage disease (two prostate cancer patients and one patient with adenocystic carcinoma of the salivary gland) stabilized. While the conclusions were not as positive as hoped for, there was some encouragement. The disease was shown to stabilize for 6 months, although no objective tumour responses were observed. The authors concluded that the dosage interval should be increased and the results of that have not been announced. It should be noted that these were advanced malignancies, which had been refractory to prior treatments. Also, the use of 2,400 mg/m2/dose is over three times less than the recommended dosage.[18]

In a telephone conversation, the Principle Investigator of the above study revealed that resulting Phase II studies are currently ongoing for Breast and Prostate cancer using POH. Additionally, because of problems with the original NCI formulation (half soy bean oil and half POH in 250 mg capsules) they are currently repeated Phase I studies ongoing with a new formulation of 90% POH in 700 mg capsules. Additional problems with the original formulation were the complications that any phytoestrogens present in the soybean oil might contribute to the interpretation of the data. However, the results look promising in that an effect was seen for both breast and prostate cancer.

The main study using DL has been reported by a British group who saw disease stabilization for both breast and colon cancer patients using 8g/m2/day.[20] Presently, there are no other ongoing studies for DL, although the NCI in the US is said to be considering it. One of the problems with getting a study going for prevention is that large, randomized studies for five or six years need to be performed. It is difficult to get companies interested in doing those, despite the exciting data, because of the huge investment of time and money coupled with the difficulty of patenting the naturally occurring compounds.

Toxicology

The bulk of the toxicity data for the monoterpenes comes from the study of limonene in animals and has been well presented by Von Burg.[8 ]To briefly summarize, limonene can cause skin sensitization in susceptible people. A blood clearance rate of 1.1 l /kg/hr has been established with the majority being eliminated through the urine. Immunosupression has been observed in mice. This is particularly interesting because aberrations of the immune system have been postulated for causes of cancer cell proliferation, which seems counter-intuitive. There appears to be no genotoxicity (Ames test) although straight orange peel oil was found to have slight promotional activity for mouse skin tumours initiated with (DMBA). However, the promotional activity was not observed when either limonene or straight orange peel oil were added to the diet, suggesting a relationship between promotion and irritant properties of the straight oil. Similarly, there appears to be no neurotoxicity. It should be noted that when relatively high dosages (2363 mg kg-1) were orally administered to mice, decreased body weight and increased bone abnormalities were observed in foetuses. However, at lower dosages (591 mg kg-1), no effects were seen either maternally or in the foetus.

From where does one obtain MTs?

Currently, POH use is restricted in the US due to the issuance of an Investigational New Drug (IND) application. Nevertheless, there are major laboratory chemical supply companies which do carry POH as a chemical reagent, although not for human consumption.

At this time, the only product on the market in both Europe and the US that the author is aware of is manufactured by Solgar Vitamin and Herb Company.[21] Solgar carries a product, in their Gold Specific line called 'Cell Support', which contains d-limonene.

With the high level of impressive scientific data available on the efficacy and clinical tolerability of these naturally occurring nutrients, the monoterpenes are positioned to take a strong role in the war on cancer. They offer a strong ally for the more established routines of cancer therapy and deserve to be given the attention they are drawing. The next few years will be an exciting time as more and more of the Phase II clinical trials are completed and results reported. The public can expect to see new products, such as DL combined with Red Rice Yeast, which contains lovastatin, whose chemopreventive properties[5] may be additive or synergistic. Until then, enjoy your fruits and vegetables!

reference

1. Igimi H, Hisatsuga T, and Nishimura M. The use of d-limonene as a dissolving agent in gallstones. Dig. Dis 21: 926-939. 1976.
2. Crowell PL. Monoterpenes in breast cancer chemoprevention. Breast Cancer Research and Treatment 46: 191-197. 1997.
3. Uedo N, Tatsuta M, Iishi H, Baba M, Sakai N, Yano H, Otani T. Inhibition by D-limonene of gastric carcinogenesis induced by N-methyl-N'-nitro-N-nitroguanidine in Wistar rats. Cancer Letters 137(2): 131-6. 1999.
4. Stark MJ, Burke YD, McKinzie JH, Ayoubi AS, Crowell PL. Chemotherapy of pancreatic cancer with the monoterpene perillyl alcohol. Cancer Lett 9: 15-21.1995.
5. Broitman SA, Wilkinson J 4th, Cerda S. Effects of Monoterpenes and Mevinolin on Murine Colon Tumour CT-26 In Vitro and its Hepatic 'Metastases' In Vivo. Adv Exp Med Biol. 401: 111-30. 1996.
6. Fulton GJ, Barber L, Svendsen E, Hagen PO, Davies MG. Oral monoterpene therapy (perillyl alcohol) reduces vein graft intimal hyperplasia. J Surg Res Apr 69(1): 128-34. 1997.
7. Reddy BS, Wang CX, Samaha H., Lubet R. Steele VE, Kelloff GJ, Rao CV. Chemoprevention of colon carcinogenesis by dietary perillyl alcohol. Cancer Res: Feb 1997.
8. Von Burg R. Limonene. Journal of Applied Toxicology 15 (6): 495-9 Nov-Dec. 1995.
9. Hohl RJ. Monoterpenes as Regulators of Malignant Cell Proliferation. Advances in Experimental Medicine and Biology 401: 137-46. 1996.
10. Lindahl T and Wood RD. Quality Control by DNA Repair. Science 286 (5446): 1897-905. Dec 3 1999.
11. Dennis JW, Granovsky M, Warren CE. Glycoprotein glycosylation and cancer progression. Biochimica et Biophysica Acta 1473: 21-34.1999.
12. Taniguchi et al. Implications of N-acetylglucosaminyl-transferases III and V in cancer: gene regulation and signalling mechanism. Biochimica et Biophysica Acta 1455: 287-300. 1999.
13. Kensler TW. Chemoprevention by Inducers of Carcinogen Detoxification Enzymes. Environmental Health Perspectives 105(4): 965-970. June 1997.
14. van Lieshout EMM, Bedaf MMG, Pieter M, Ekkel C, Nijhoff WA and Peters WHM. Effects of dietary anticarcinogens on rat gastrointestinal glutathione S-transferase theta 1-1 levels. Carcinogenesis 19 (11): 2055-2057. 1998.
15. Galli I, Uchiyama M, Wang TSF. DNA Replication and Order of Cell Cycle Events: A Role for Protein Isoprenylation? Biol. Chem. 378: 963-973. 1997.
16. Yamamoto T, Taya S, Kaibuchi K. Ras-Induced Transformation and Signalling Pathway. J. Biochem. 126: 799-803. 1999.
17. Gould MN, Crowell PL, Elson CE, Ren Z. Uses of Perillic Acid Methyl Ester. United States Patent No. 5,470,877. 1995.
18. Gould, MN, Crowell PL, Elson CE. Regression of Mammalian Carcinomas. United States Patent No. 5,414,019. 1995.
19. Ripple GH, Gould MN, Stewart JA, Tutsch KD, Arzoomanian RZ, Alberti D, Feierabend C, Pomplun M, Wilding G, Bailey HH. Phase I clinical trial of perillyl alcohol administered daily. Clin Cancer Res 4(5): 1159-64. May 1998.
20. Vigushin DM, Poon GK, Boddy A, English J, Halbert GW, Pagonis C, Jarman M, Coombes RC. Phase I and pharmacokinetic study of D-limonene in patients with advanced cancer. Cancer Research Campaign Phase I/II Clinical Trials Committee. Cancer Chemother. Pharmacol. 42(2): 111-7. 1998.
21. Solgar Vitamin and Herb Company.

Comments:

  1. Johnathan Swift said..

    d Limonene is also used as an industrial solvent and is widely advertised as such. However - this is usually only 97% d Limonene. I asume that the other 3% is the remains of the extraction solvent. This is NOT therefore suitable for human usage. However it is possible to buy d Limonene that is 100% and Food Grade. It is a little more expensive but not much. Organic food-grade can be bought by the gallon or quart from www.gratefulbuys.com It is a by-product of the orange juice industry.


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About Mark Brudnak, Ph.D. ND

Mark A. Brudnak, Ph.D., ND has published several peer-reviewed papers in the area of molecular biology, resulting from both undergraduate and doctoral research. He has co-authored a chapter in a university-level textbook on the application of a heat-stable enzyme in a novel molecular cloning strategy, been elected to several academic honour societies, and awarded various grants and fellowships. Dr Brudnak is currently the Technical Director for MAK Wood, Inc., where his duties include technical writing, research, and product support/development. His major areas of interest are anti-cancer nutrients, enzyme therapy, pro/prebiotics and biologically active carbohydrates and peptides. Dr Brudnak is also a board-certified naturopath, maintaining a natural health consulting practice in Milwaukee, WI. USA and can be reached at mbrudnak@execpc.com Phone: (262) 242-2323.

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